Fractional Chief Compliance Officer

Fractional Chief Compliance Officer

Senior compliance leadership on a fractional basis. The governance, regulatory fluency, and institutional credibility your organization needs without a full-time executive hire.

The Role

Senior Leadership, Scoped to Your Needs

Not every organization needs a full-time Chief Compliance Officer. But every organization under regulatory oversight needs compliance leadership that regulators, boards, and partners take seriously.

Our Fractional CCO service provides senior compliance leadership on a part-time or project basis. You get the governance architecture, regulatory fluency, and institutional credibility of an experienced compliance executive without the overhead of a full-time hire.

Our principal has served in compliance leadership roles across Top 10 U.S. banks, Big 4 advisory firms, and regulated financial institutions. We bring that depth to your organization on the schedule your budget and regulatory environment require.

What's Included

  • Compliance program oversight and governance
  • Board and committee reporting
  • Regulatory examination liaison
  • Policy and procedure review and approval
  • Risk assessment leadership
  • Compliance team mentoring and development
  • Regulator relationship management
  • Enforcement action response coordination
  • Third-party vendor compliance oversight
  • Compliance culture development
Engagement Models
Engagement Models

Choose the Model That Fits

Foundational

Monthly compliance oversight, quarterly board reporting, and annual risk assessment. Designed for organizations with a stable compliance environment that need senior governance presence.

Most Common

Active Leadership

Weekly compliance engagement, monthly board reporting, examination readiness, and ongoing regulatory liaison. For organizations in active regulatory environments or building compliance maturity.

Enhanced

Embedded compliance leadership with daily or near-daily engagement. For organizations under enforcement action, undergoing rapid growth, or in the midst of significant regulatory change.

Need Compliance Leadership Without a Full-Time Hire?

Let us scope a Fractional CCO engagement that matches your regulatory environment, budget, and growth trajectory.