Independent validation testing, root cause analysis, and regulator-ready closure packages for institutions under FDIC, OCC, or Federal Reserve enforcement action.
Receiving a consent order is one of the most consequential events in an institution's history. The path out requires more than a project plan. It requires credibility with your regulators, root-cause discipline, and validation that stands up to 3rd-line scrutiny.
Our principal has led remediation across multiple enforcement actions, including multi-year programs for Top 10 U.S. banks. We build programs regulators trust.
Fixed-fee validation engagements. Monthly retainer for embedded leadership. Blended pricing for multi-workstream remediation offices. Every engagement starts with a discovery call.
Led FDIC consent order response with 20+ remediation initiatives across BSA, fraud, and compliance risk areas for a mid-size banking institution.
Multi-year consent order remediation for a Top 10 U.S. bank, covering BSA/AML program rebuild, transaction monitoring tuning, and regulatory relationship management.
Typically within 2 weeks for scoped engagements. For embedded leadership roles, we align to your regulator's deadlines and internal approval cycles.
We support your regulatory relationship. Our principal has extensive experience as examiner liaison, but we never substitute for your BSA Officer or management team in official correspondence.
Yes. We serve banks and financial institutions nationwide. Our principal is based in Raleigh, NC, with engagements conducted both on-site and remotely.
Fixed-fee for scoped validation engagements; monthly retainer for embedded leadership; blended for multi-workstream remediation offices. Every engagement starts with a discovery call.
Let us discuss your enforcement action, assess the gaps, and scope the engagement.
